Investor Update: Payson Petroleum 3 Well 2014

The Securities and Exchange Commission (SEC) filed a civil action charging Matthew Griffin and William Griffin with fraudulently offering two Texas oil and gas partnerships, Payson Petroleum 3 Well 2014. Allegedly, between November 2013 and July 2014, the Griffins conducted a fraudulent offering of interests raising $23 million from 150 investors. This was allegedly for…


Zachary Berkey and Daniel Fischer Four Points Capital Brokers Have Churning Complaints: Options for Investors

According to a recent InvestmentNews article, Zachary Berkey and Daniel Fischer, two brokers with Four Points Capital Partners, were charged with churning the accounts of 10 customers. The brokers clients allegedly lost a total of $573,867, according to the complaint, while the brokers received $106,000 and $175,000 respectively, in commissions. Mr. Fischer is ordered to…


Sexual Harassment Claims Against Stifel Nicolaus

Attorneys at Stoltmann Law Offices are investigating sexual harassment claims against brokerage firms such as Stifel Nicolaus. Lawsuits have been filed against the bank previously, alleging sexual harassment and other misconduct by employees. According to a lawsuit filed in 2015, Stifel Nicolaus alleged that Penney Sick had breached her terms of a promissory note and…


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